Federated Securities, Inc. was established in 1970. With over 55 years of experience, we are committed to providing you with the best possible financial service. We are members of FINRA, SIPC and MSRB.
Our firm has a contractual agreement with RBC Clearing & Custody (RBC C&C) to serve as our clearing firm. This fully disclosed agreement states the responsibilities of each party. Each client of our firm is notified of the relationship via a disclosure letter. The disclosure letter details the responsibilities that Federated Securities (the introducing broker-dealer) and RBC CS (the clearing firm) have to the client. Although client assets are held by RBC Capital Markets, LLC, neither RBC Capital Markets, LLC, nor RBC CS has responsibility for the financial condition or performance of our firm or our Financial Representatives.
RBC Clearing & Custody (RBC C&C) is a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC. RBC Capital Markets, LLC, is a member of the NYSE, AMEX, CHX, CBOE and PSE and has execution capabilities on all principal exchanges. RBC Capital Markets, LLC is owned by Royal Bank of Canada, which trades under the symbol RY on the New York Stock Exchange.